Supervisory authority and audit firm in Switzerland
As of August 2022, the financial institution is supervised by the self-regulatory organization «Verein zur Qualitätssicherung von Finanzdienstleistungen (VQF)» in Switzerland.
With the implementation of the new Financial Institutions Act (FinIA) in Switzerland, all financial institutions in Switzerland are required to be licensed by the Swiss Financial Market Supervisory Authority (FINMA) to carry out their professional activities as asset managers according to FinIA Art. 17. The deadline for submitting the application to FINMA is end of 2022. Deep Field Capital is currently in the application process and any updates to its regulatory authorization status can be found on this website. Deep Field Capital is audited and reviewed by the auditing company «CAPREV Wirtschaftsprüfung und - beratung AG» both in terms of supervisory law and in terms of obligations. The address and contact details of the future supervisory organization OSFIN and CAPREV Wirtschaftsprüfung und -beratung AG are as follows:
OSFIN
Florastrasse 44
8008 Zurich
www.osfin.ch
CAPREV Wirtschaftsprüfung und -beratung AG
Industriestrasse 47
6300 Zug
Ombudsman
Deep Field Capital AG is affiliated with the independent ombudsman office «Finanzombudsstelle Schweiz (FINOS)», which is recognized by the Federal Department of Finance. Disputes concerning legal claims between financial services providers and their clients should be settled by an ombudsman's office, if possible, within the framework of a mediation procedure. Address and contact details of FINOS are as follows:
Finanzombudsstelle Schweiz (FINOS)
Talstrasse 20
8001 Zurich
www.finos.ch
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