Supervisory authority
Deep Field Capital AG is authorised by the Swiss Financial Market Supervisory Authority (FINMA) as a portfolio manager (Vermögensverwalter) within the meaning of Art. 17 of the Financial Institutions Act (FinIA) since November 2023.
Swiss Financial Market Supervisory Authority FINMA
Laupenstrasse 27
3003 Bern
www.finma.ch
Supervisory organisation
Ongoing supervision of Deep Field Capital AG is carried out by the supervisory organisation «OSFINcontrol AG», which is authorised by FINMA pursuant to Art. 43a of the Financial Market Supervision Act (FINMASA). OSFINcontrol AG monitors ongoing compliance with the authorisation requirements and the duties under FinIA, the Financial Services Act (FinSA) and the Anti-Money Laundering Act (AMLA).
OSFINcontrol AG
General-Guisan-Strasse 6
6300 Zug
+41 41 767 36 00
www.osfincontrol.ch
Regulatory audit firm
The regulatory audit of Deep Field Capital AG is performed by the audit firm «ASMA Asset Management Audit & Compliance SA».
ASMA Asset Management Audit & Compliance SA
Hohlstrasse 560
8048 Zurich
www.amaudit.ch
Ombudsman
Deep Field Capital AG is affiliated with the independent ombudsman office «Finanzombudsstelle Schweiz (FINOS)», which is recognised by the Federal Department of Finance. Disputes concerning legal claims between financial services providers and their clients should be settled by an ombudsman's office, if possible, within the framework of a mediation procedure. Address and contact details of FINOS are as follows:
Finanzombudsstelle Schweiz (FINOS)
Freigutstrasse 8
8002 Zurich
www.finos.ch
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